Rule filings

Amending the CAT Compliance Rule definition of FDID

Adding CAT Compliance Rules to the LTSE MRVP

Addressing disaster recovery testing in 2020

Amending the Consolidated Audit Trail compliance rule

Amending how opening process for non-primary securities will operate

Resumption of trading following Level 3 market-wide circuit breaker

Addressing securities traded on a UTP basis, including ETP's

Amending LTSE's fingerprinting rule

Establishing an annual membership fee

Establishing listing fees

Clarifying the meaning of terms for providing for dually listed securities

Adopting procedures for member applicants that are already FINRA members

Establishing first features of the Very Simple Market

Amending market-wide circuit breaker and limit up limit down rules

Adopting Long-Term Policies