Pending rule changes
No proposed rules changes to show.
Approved and immediately effective rule changes
Adopting on a Permanent Basis the Pilot Rules for Market-Wide Circuit Breakers in Rule 11.280
04/12/2022
File number: LTSE-2022-03
Amending Rule 2.160 & adopting Rule 2.154 to implement parts of FINRA's Continuing Education Program Transformation
03/15/2022
File number: LTSE-2022-02
Modifying and Expanding the Package of Products and Services Provided to Companies
03/09/2022
File number: LTSE-2021-08 Amendment No. 1
Amending Rule 11.280 to extend the MWCB pilot period until April 18, 2022
03/04/2022
File number: LTSE-2022-01
Observance of Juneteenth National Independence Day
11/18/2021
File number: LTSE-2021-07
Amending Rule 11.280 to extend the MWCB pilot period until March 18, 2022
10/15/2021
File number: LTSE-2021-06
Removal of Order Audit Trail System (OATS) Requirements--Rule 11.420
08/30/2021
File number: LTSE-2021-05
Amending the Definition of Independence under Rule 14.405(a)(2) and Supplementary Material .01
08/19/2021
File number: LTSE-2021-04
Amended: Temporary reduction in Initial Listing Fees
05/20/2021
File number: LTSE-2021-03
Amended: Providing for promotional activities and listing ceremonies
01/22/2021
File number: LTSE-2020-22
Compliance with the Long-Term Policies pursuant to Rule 14.425
01/15/2021
File number: LTSE-2021-01
Amending CAT Compliance Rule to be consistent with the Allocation Exemption
12/18/2020
File number: LTSE-2020-24
Amending Rule 11.380 to offer an optional net notional exposure check
12/17/2020
File number: LTSE-2020-23
Continue temporarily suspending the application of the Order Price Collar provisions
10/06/2020
File number: LTSE-2020-19
Changing Rule 11.280 to extend the MWCB pilot period
10/06/2020
File number: LTSE-2020-18
Amending Rule 11.410(a) to announce source of data feeds for MIAX PEARL
09/05/2020
File number: LTSE-2020-16
Extending suspension of Rule 11.190(f)(1) Order Price Collar provisions
09/03/2020
File number: LTSE-2020-15
Temporarily suspending the application of the order price collars in Rule 11.190(f)(1)
08/27/2020
File number: LTSE-2020-14
Amending rule 11.410(a) to specify market data source for MEMX
08/18/2020
File number: LTSE-2020-13
Amending the CAT Compliance Rule definition of FDID
07/30/2020
File number: LTSE-2020-12
Adding CAT Compliance Rules to the LTSE MRVP
07/02/2020
File number: LTSE-2020-11
Addressing disaster recovery testing in 2020
06/23/2020
File number: LTSE-2020-10
Amending the Consolidated Audit Trail compliance rule
06/22/2020
File number: LTSE-2020-09
Amending how opening process for non-primary securities will operate
03/27/2020
File number: LTSE-2020-08
Resumption of trading following Level 3 market-wide circuit breaker
03/18/2020
File number: LTSE-2020-07
Addressing securities traded on a UTP basis, including ETP's
03/11/2020
File number: LTSE-2020-06
Amending LTSE's fingerprinting rule
03/06/2020
File number: LTSE-2020-05
Establishing an annual membership fee
02/10/2020
File number: LTSE-2020-04
Establishing listing fees
01/30/2020
File number: LTSE-2020-03
Clarifying the meaning of terms for providing for dually listed securities
12/20/2019
File number: LTSE-2019-05
Adopting procedures for member applicants that are already FINRA members
12/05/2019
File number: LTSE-2019-04
Establishing first features of the Very Simple Market
10/20/2019
File number: LTSE-2019-02
Amending market-wide circuit breaker and limit up limit down rules
10/18/2019
File number: LTSE-2019-03
Adopting Long-Term Policies
06/25/2019
File number: LTSE-2019-01