Circulars

SEC Section 31 Fee Rate Advisory #1 for Fiscal Year 2022

LTSE to Offer New Products and Services for Listed Companies

LTSE To Adopt Changes to Continuing Education Requirements

Observance of Juneteenth National Independence Day

LTSE To Remove Order Audit Trail System Requirements

Director Independence Standards Amended To Assist Dually-Listed Companies on LTSE

Mandatory Participation in Disaster Recovery Testing in 2021 Pursuant to Regulation SCI

Notice of Annual Meeting and Nominees for Member Representative Director Positions on the Exchange’s Board of Directors

Compliance with Long-Term Policies by Listed Companies

LTSE to Offer Promotional Services and Listing Ceremonies for Listed Companies

SEC Section 31 Fee Rate Advisory #2 for Fiscal Year 2021

Notice for Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

Notice Regarding Implementation of Order Price Collars Pursuant to Rule 11.190(f)

Notice of Rule Filing to Continue Suspending the Application of Rule 11.190(f)(1) Until December 8, 2020

Notice of Rule Change to Update the Exchange’s Source of Data Feeds to Include Data Regarding MEMX LLC and MIAX PEARL, LLC

Establishment of the CMRWG

Notice of Rule Filing to Continue Suspending the Application of Rule 11.190(f)(1) Until October 8, 2020

Temporarily suspending the application of the order price collars in Rule 11.190(f)(1)

Amendment to CAT Compliance Rule Regarding Requirements for Firm Designated IDs

Adoption of Changes to Minor Rule Violation Plan Adding CAT Reporting Compliance Rules

Industry Presentation by CMRWG on CAT Compliance Rules

Regulatory Coordination Concerning CAT Reporting Compliance

Waiver of 2020 Annual Membership Fees