General Information Circulars
No circulars to show.
Regulatory Information Circulars
Notice for Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
12/29/2020
File number: RIC-2020-12
Notice Regarding Implementation of Order Price Collars Pursuant to Rule 11.190(f)
12/07/2020
File number: RIC-2020-11
Notice of Rule Filing to Continue Suspending the Application of Rule 11.190(f)(1) Until December 8, 2020
10/07/2020
File number: RIC-2020-10
Notice of Rule Change to Update the Exchange’s Source of Data Feeds to Include Data Regarding MEMX LLC and MIAX PEARL, LLC
09/21/2020
File number: RIC-2020-09
Establishment of the CMRWG
04/08/2020
File number: RIC-2020-01
Notice of Rule Filing to Continue Suspending the Application of Rule 11.190(f)(1) Until October 8, 2020
09/08/2020
File number: RIC-2020-08
Temporarily suspending the application of the order price collars in Rule 11.190(f)(1)
08/27/2020
File number: RIC-2020-07
Amendment to CAT Compliance Rule Regarding Requirements for Firm Designated IDs
08/13/2020
File number: RIC-2020-06
Adoption of Changes to Minor Rule Violation Plan Adding CAT Reporting Compliance Rules
07/31/2020
File number: RIC-2020-05
Industry Presentation by CMRWG on CAT Compliance Rules
07/17/2020
File number: RIC-2020-04
Regulatory Coordination Concerning CAT Reporting Compliance
07/08/2020
File number: RIC-2020-03
Waiver of 2020 Annual Membership Fees
04/14/2020
File number: RIC-2020-02
Product Information Circulars
File Nr. | Product name | Date |
---|---|---|
PIC-2020-0001 | Perth Mint Physical Gold ETF | September 8, 2020 |
PIC-2020-0002 | AdvisorShares Dorsey Wright ADR ETF | September 8, 2020 |
PIC-2020-0003 | iShares MSCI All Country Asia ex Japan ETF | September 8, 2020 |
PIC-2020-0004 | Absolute Core Strategy ETF | September 8, 2020 |
PIC-2020-0005 | ALPS Clean Energy ETF | September 8, 2020 |
PIC-2020-0006 | Aptus Collared Income Opportunity ETF | September 8, 2020 |
PIC-2020-0007 | Xtrackers MSCI ACWI ex USA ESG Leaders Equity ETF | September 8, 2020 |
PIC-2020-0008 | American Customer Satisfaction ETF | September 8, 2020 |
PIC-2020-0009 | AdvisorShares Vice ETF | September 8, 2020 |
PIC-2020-0010 | iShares MSCI Global Multifactor ETF | September 8, 2020 |
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