Circulars

General Information Circulars

No circulars to show.

Regulatory Information Circulars

Notice of Rule Filing to Continue Suspending the Application of Rule 11.190(f)(1) Until December 8, 2020

10/07/2020

File number: RIC-2020-10

Notice of Rule Change to Update the Exchange’s Source of Data Feeds to Include Data Regarding MEMX LLC and MIAX PEARL, LLC

09/21/2020

File number: RIC-2020-09

Establishment of the CMRWG

04/08/2020

File number: RIC-2020-01

Notice of Rule Filing to Continue Suspending the Application of Rule 11.190(f)(1) Until October 8, 2020

09/08/2020

File number: RIC-2020-08

Temporarily suspending the application of the order price collars in Rule 11.190(f)(1)

08/27/2020

File number: RIC-2020-07

Amendment to CAT Compliance Rule Regarding Requirements for Firm Designated IDs

08/13/2020

File number: RIC-2020-06

Adoption of Changes to Minor Rule Violation Plan Adding CAT Reporting Compliance Rules

07/31/2020

File number: RIC-2020-05

Industry Presentation by CMRWG on CAT Compliance Rules

07/17/2020

File number: RIC-2020-04

Regulatory Coordination Concerning CAT Reporting Compliance

07/08/2020

File number: RIC-2020-03

Waiver of 2020 Annual Membership Fees

04/14/2020

File number: RIC-2020-02

Product Information Circulars

File Nr.	Product name	Date
PIC-2020-0001	Perth Mint Physical Gold ETF	September 8, 2020
PIC-2020-0002	AdvisorShares Dorsey Wright ADR ETF	September 8, 2020
PIC-2020-0003	iShares MSCI All Country Asia ex Japan ETF	September 8, 2020
PIC-2020-0004	Absolute Core Strategy ETF	September 8, 2020
PIC-2020-0005	ALPS Clean Energy ETF	September 8, 2020
PIC-2020-0006	Aptus Collared Income Opportunity ETF	September 8, 2020
PIC-2020-0007	Xtrackers MSCI ACWI ex USA ESG Leaders Equity ETF	September 8, 2020
PIC-2020-0008	American Customer Satisfaction ETF	September 8, 2020
PIC-2020-0009	AdvisorShares Vice ETF	September 8, 2020
PIC-2020-0010	iShares MSCI Global Multifactor ETF	September 8, 2020